Tag: OTC market supervision

ASIC Vows to Bring OTC Markets Supervision in Line with Listed

In its latest five-year Corporate Plan, the Australian Securities and Investment Commission (ASIC) has confirmed previous hints that the regulator’s wholesale OTC market oversight will be brought into line with those in listed markets In the report, ASIC states, “We are enhancing our oversight of market infrastructure providers and intermediaries in wholesale over-the-counter (OTC) markets […]