David Dohmen has been appointed head of compliance at Stater Global Markets, a London-based prime-of-prime service provider.
Reporting directly into CEO Ramy Soliman, Dohmen is expected to focus on ensuring that the business operates within the regulatory framework laid out by the Financial Conduct Authority (FCA).
He joins Stater with over 17 years’ experience in legal and compliance roles – most recently from prop trading firm Ronin Trading UK/Europe, where he was director of compliance and operations for more than four years.
His previous positions include head of legal and compliance at the ELQ mortgages division at Lehman Brothers and compliance officer at both Fortis Bank and Rabo Securities.
Discussing the new hire, Soliman says: “David is extremely knowledgeable about the FCA regulatory framework and brings a wealth of experience from banks, brokerages and prop trading firms across a wide range of products and asset classes. This gives Stater excellent optionality going forward regarding our own product offering. I am delighted to welcome David to the team.”
Dohmen comments: “This is a great opportunity for me. I am excited to be joining a professional, early stage organisation where I can utilise my experience and also play a significant role in growing the business.”